With extensive experience and solid client base in asset management, Haiwen has been providing high-quality legal services to banks, securities companies, insurance companies, public fund managers and their asset management subsidiaries as well as trust companies, private equity funds, venture capital funds, securities investment funds and other types of asset management institutions. We have assisted many overseas financial institutions and asset management companies in setting up foreign-invested financial institutions (including foreign-controlled financial institutions and wholly foreign-owned financial institutions) and obtaining business permits. Haiwen is amember of a number of industry associations including the Asset Management Association of China, the Insurance Asset Management Association of China, and the Securities Association of China. We keep abreast of regulatory development and maintain close working relationship with regulators and industry associations, which enables us to accurately combine regulatory principles with practical applications and toprovide customized legal services for clients.

In asset management, we provide comprehensive legal services, covering the formation and acquisition of asset management institutions, designing and offering of asset management products, transaction documents drafting, compliance analysis on transaction structure, due diligence on investment targets as well as compliance advices on post-investment management, risk control, information disclosure, etc. In addition, we offer dispute resolution services. In many asset management related disputes, we have won satisfactory results for our clients. Our asset management clients also benefit from the expertise of our tax practice, which enables them to optimize investment structuring, profit distribution planning, and exit strategy. In addition, our compliance team has rich experience in personal information protection and internet security, and can assist asset management institutions in effectively controlling data compliance risk and solving compliance issues throughout their business operation.